OFEF060101 – EFT Is Outside Intended Distribution Strategy Retail and

In reference to ESMA Product Governance Guidelines Article 51 this field is used to disclose if the Distribution Strategy of the Distributor is widened in relation to the Distribution Strategy intended by the Manufacturer with regards to Retail Clients. This field is NOT used to show deviations of the outcome in relation to the proposed Distribution Strategy but the potential widening in the manufacturer's intended distribution strategy for the purpose of upholding customer protection. The reporting is investor protection focused and therefore limited to Retail Clients and the use of the MiFiD services of Execution Only and Self Service with Appropriateness Test, where not recommended by the manufacturer. Only required if OFEF000500 is set to "M" or "B".

//The correspondent field introduced by the European Working Group with their European Feedback Template (EFT) is: EFT: 06010_Outside_Intended_Distribution_Strategy_Retail_&_Self_Service. This is a Conditional EFT field.//

Allowed values

yes, no

Example

no

FundsXML 4 mapping

FundsXML EFT block:

• RegulatoryReportings/…/EFT/DeviationReportManufacturerTargetMarketPerspective/Widening/OutsideIntendedDistributionStrategyRetailAndSelfService

The field mapping table lists every field; openfunds to FundsXML explains the rules behind it.

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