Fund Data Converter
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OFST740010 – Is Periodic Confirmation of FINRA Restricted New Issues
Are investors required to provide periodic confirmation of their FINRA Restricted New Issues Status?FINRA is the Financial Industry Regulatory Authority, a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. Restricted new issues status refers to FINRA Rule 5130. More information on this can be found at https://www.finra.org/rules- guidance/rulebooks/finra-rules/5130
| Property | Value |
|---|---|
| OF-ID | OFST740010 |
| Name | Is Periodic Confirmation of FINRA Restricted New Issues |
| Area | Static data |
| Level | Share Class |
| Format | yes / no |
| Tags | Full, US |
| Introduced in | openfunds 2.1 |
Allowed values
yes, no
Example
yes
FundsXML 4 mapping
FundsXML 4.2.11 has no element for this field. The converter keeps the value as CustomAttributes/Attribute named OF_OFST740010 on the share class (or position), so FundsXML → openfunds restores it unchanged.
The field mapping table lists every field; openfunds to FundsXML explains the rules behind it.
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